国际钻石行业可持续发展中的制度建构:从溯源机制到金伯利进程

Institutional Architecture for Sustainable Development in the International Diamond Industry: From Traceability Mechanisms to the Kimberley Process

  • 摘要: 全球资源治理体系日益复杂化,国际钻石行业在可持续发展过程中面临新一轮供应链信任危机等深层次结构性问题。2003年,联合国大会支持的金伯利进程在原产地证书基础上启动对毛坯钻石国际贸易的监管,其中溯源机制构成该制度的起点和重要支撑。技术溯源通过钻石形貌特征统计、包裹体特征、光谱分析、微量元素分析以及碳同位素分析等手段,为钻石产地提供统计特征或指纹特征溯源判据;数字身份等商业赋码作为新的溯源技术,进一步实现了钻石身份的可追溯性。从矿山到市场的全流程信息采集仍是当前最具可行性的溯源路径。管理溯源作为该制度保障的核心,依托官方证书、政府认证与行业规范等手段,实现钻石来源与流转信息的可验证性。传统线下管理模式正逐步向加密数字认证转型,阿联酋启动基于区块链的数字证书平台,为未来跨环节数据溯源与验证提供具备多边认受性的载体。金伯利进程作为一种全球治理创新,通过构建溯源技术与制度的融合机制,为国际资源产业的可持续发展提供了制度参考与实践模板。

     

    Abstract: The global resource-governance architecture is complex, and the diamond industry's sustainability faces a structural supply-chain trust crisis. In 2003, the UN-endorsed Kimberley Process began regulating international trade in rough diamonds via certificates of origin; traceability is both its basis and support. Technical traceability, covering morphology statistics, inclusion features, spectroscopic signatures, trace-element profiles and carbon-isotope ratios, yields statistical or fingerprint criteria for provenance. New commercial coding, including persistent digital identities, strengthens identity continuity; end-to-end data capture from mine to market remains the most practicable pathway. Managerial traceability, the institutional core, uses official certificates, government accreditation and industry standards to secure the verifiability of origin and movement, while legacy offline controls migrate to encrypted digital certification. The blockchain-based platform of UAE(United Arab Emirates) advances multilateral, cross-stage verification. The Kimberley Process aligns technologies and institutions, offering a workable template for sustainable resource industries.

     

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